StratiFi Prism: AI Wealth Management Platform
StratiFi helps financial advisors and wealth management firms with risk analysis and SEC compliance monitoring. It is designed for firms scaling through acquisitions that need to digitize client onboarding and portfolio surveillance.
At a glance
- Category
- Finance & Accounting
- Best for
- Financial Advisors, Registered Investment Advisors (RIAs), Chief Compliance Officers, Independent Broker-Dealers, Wealth Management Firms
- Pricing
- Annual subscriptions start at $5,995 per year for the Essential plan (up to 500 accounts), with Premium at $16,995 (1,500 accounts) and Platinum at $39,995 (4,000 accounts).
- Key use cases
- Acquisition Transition Support, SEC Audit Preparation, Ongoing Risk Alignment, Proposal Creation
- Integrations
- Charles Schwab, Fidelity, TD Ameritrade, Orion, Black Diamond
- Official website
- www.stratifi.com
StratiFi is an AI-driven platform designed for wealth management firms, including RIAs and independent broker-dealers. It is intended to act as a unified operating system for risk profiling and regulatory oversight.
The software supports aligning client portfolios with risk tolerance and monitoring for drift. It also includes tools for extracting data from custodian statements and generating branded investment proposals.
For compliance officers, the platform provides dashboards to monitor for Reg BI violations, share class issues, and concentration breaches. The tool also supports the digitization of books and records to help firms prepare for SEC audits.
Buyers should confirm if the account limits on specific pricing tiers align with their current account volume, as plans are structured by account capacity.
Key Features
Analyzes volatility, correlation, tail risk, beta, and concentrated stock risk to score portfolios on a 1-10 scale.
Extracts positions and investment information from custodian statements to reduce manual data entry.
Provides automated monitoring for portfolio drift, share class violations, and suitability issues with alerts.
Creates branded investment proposals and risk-and-return analyses based on client risk questionnaires.
Supports the conversion of investment proposals into Investment Policy Statements and collects client e-signatures.
Monitors accounts for concentration breaches and trading activity violations.
Use Cases
Using AI document scanning to transition client accounts into firm models and reduce manual data handling during M&A.
Generating automated compliance reports and digital books and records to meet regulatory examination requirements.
Establishing a workflow for regular client check-ins to monitor portfolio drift and risk tolerance.
Generating proposals that compare current holdings against proposed alternatives for high-net-worth prospects.
Best For
Integrations
Pricing
Annual subscriptions start at $5,995 per year for the Essential plan (up to 500 accounts), with Premium at $16,995 (1,500 accounts) and Platinum at $39,995 (4,000 accounts).
FAQ
It is an AI-powered platform for wealth management firms that supports risk assessments, client investment proposals, and compliance monitoring.
StratiFi uses an annual subscription model based on the number of accounts managed. Plans include Essential ($5,995/yr), Premium ($16,995/yr), and Platinum ($39,995/yr).
The platform supports stocks, bonds, ETFs, mutual funds, alternatives, crypto, annuities, and SMAs.
Yes, it supports integrations with various custodians and platforms such as Charles Schwab, Fidelity, Orion, Black Diamond, and Salesforce.
Source category: Finance & Accounting
Source subcategory: Analytics & Reporting
