AI TOOL PROFILE
StratiFi Prism: AI Wealth Management Platform
- Finance and Accounting
- Analytics and Reporting
- Financial Advisors
- Registered Investment Advisors (RIAs)
- Chief Compliance Officers
- Independent Broker-Dealers
- Wealth Management Firms
Pricing
Annual subscriptions start at $5,995 per year for the Essential plan (up to 500 accounts), with Premium at $16,995 (1,500 accounts) and Platinum at $39,995 (4,000 accounts).
At a glance
- Best for
- Financial Advisors, Registered Investment Advisors (RIAs), Chief Compliance Officers, Independent Broker-Dealers, Wealth Management Firms
- Key use cases
- Acquisition Transition Support, SEC Audit Preparation, Ongoing Risk Alignment, Proposal Creation
- Integrations
- Charles Schwab, Fidelity, TD Ameritrade, Orion, Black Diamond
- Official website
- Visit stratifi prism official website
How AI is used
StratiFi is an AI-driven platform designed for wealth management firms, including RIAs and independent broker-dealers. It is intended to act as a unified operating system for risk profiling and regulatory oversight.
The software supports aligning client portfolios with risk tolerance and monitoring for drift. It also includes tools for extracting data from custodian statements and generating branded investment proposals.
For compliance officers, the platform provides dashboards to monitor for Reg BI violations, share class issues, and concentration breaches. The tool also supports the digitization of books and records to help firms prepare for SEC audits.
Buyers should confirm if the account limits on specific pricing tiers align with their current account volume, as plans are structured by account capacity.
Key Features
PRISM Multi-Factor Risk Scoring
Analyzes volatility, correlation, tail risk, beta, and concentrated stock risk to score portfolios on a 1-10 scale.
ScanIQ AI Document Extraction
Extracts positions and investment information from custodian statements to reduce manual data entry.
ComplianceIQ Dashboard
Provides automated monitoring for portfolio drift, share class violations, and suitability issues with alerts.
InvestIQ Proposal Generation
Creates branded investment proposals and risk-and-return analyses based on client risk questionnaires.
PolicyIQ E-Signatures
Supports the conversion of investment proposals into Investment Policy Statements and collects client e-signatures.
Automated Portfolio Surveillance
Monitors accounts for concentration breaches and trading activity violations.
Use Cases
Acquisition Transition Support
Using AI document scanning to transition client accounts into firm models and reduce manual data handling during M&A.
SEC Audit Preparation
Generating automated compliance reports and digital books and records to meet regulatory examination requirements.
Ongoing Risk Alignment
Establishing a workflow for regular client check-ins to monitor portfolio drift and risk tolerance.
Proposal Creation
Generating proposals that compare current holdings against proposed alternatives for high-net-worth prospects.
Integrations
- Charles Schwab
- Fidelity
- TD Ameritrade
- Orion
- Black Diamond
- Addepar
- CircleBlack
- BridgeFT
- Altruist
- BNY Pershing
- Raymond James
- Salesforce
- Wealthbox
- Redtail
- Envestnet MoneyGuide
- SmartRIA
- Pontera
- Axos
FAQ
What does StratiFi Prism do?
- It is an AI-powered platform for wealth management firms that supports risk assessments, client investment proposals, and compliance monitoring.
How is the pricing structured?
- StratiFi uses an annual subscription model based on the number of accounts managed. Plans include Essential ($5,995/yr), Premium ($16,995/yr), and Platinum ($39,995/yr).
What types of investments does the platform support?
- The platform supports stocks, bonds, ETFs, mutual funds, alternatives, crypto, annuities, and SMAs.
Does StratiFi Prism integrate with other fintech tools?
- Yes, it supports integrations with various custodians and platforms such as Charles Schwab, Fidelity, Orion, Black Diamond, and Salesforce.
Source category: Finance & Accounting
Source subcategory: Analytics & Reporting
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