Broadridge: Financial Technology and Compliance Software
Broadridge helps financial institutions and wealth advisors manage trading workflows and regulatory obligations. It is designed for firms requiring integrated front-to-back office processing.
At a glance
- Category
- Finance & Accounting
- Best for
- Financial advisors, Investment firms, Capital markets firms, Asset managers, Public companies
- Pricing
- Pricing was not clearly available from the provided evidence. Buyers should confirm current pricing on the vendor website.
- Key use cases
- Trade Lifecycle Management, Regulatory Compliance, Wealth Advisor Productivity, Investor Engagement
- Official website
- www.broadridge.com/
Broadridge is a global financial technology platform that provides tools for asset management, capital markets, and wealth management. The software supports various stages of the trade lifecycle, from order management in the front office to trade matching and post-trade processing in the back office.
The platform is designed for financial entities, including investment firms, wealth advisors, and public companies. It helps these organizations manage multi-asset class trading and supports regulatory compliance through reporting and proxy services.
Buyers should confirm which specific modular solutions align with their operational needs, as the platform covers a wide range of services from consulting to data analytics.
Key Features
Supports trading across different asset classes, including options and ETFs.
Provides tools for managing investment portfolios and executing trade orders.
Supports trade matching, allocation, and settlement activities.
Supports the filing of regulatory communications and reporting for funds and issuers.
Designed to deliver personalized customer and investor communications across various channels.
Uses OpenAI's GPT-4 to support fixed income analytics and trading.
Use Cases
Supporting the process from order execution through to clearing and settlement.
Helping firms navigate regulations through fund regulatory reporting and proxy services.
Supporting the optimization of client portfolios and advisor marketing automation.
Using digital communications to deliver messages to investors.
Best For
Pricing
Pricing was not clearly available from the provided evidence. Buyers should confirm current pricing on the vendor website.
FAQ
It is designed for financial services entities, including asset managers, capital markets firms, wealth advisors, and public companies.
Broadridge offers BondGPT, which utilizes OpenAI's GPT-4 to provide analytics and support for fixed income trading.
Yes, it provides middle and back-office solutions such as trade matching, post-trade processing, and reconciliation.
Source category: Finance & Accounting
Source subcategory: Compliance Management
